Schedule 13G

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JXhWtN9c4W/PCZGVRPiVJwhhm/ETifXVw0IqLcNPvAX1jezKGlXvjDDR2U9q65bO hwgslqwxzwBFPZ0X0+8htQ== 0001193125-10-286237.txt : 20101222 0001193125-10-286237.hdr.sgml : 20101222 20101222111239 ACCESSION NUMBER: 0001193125-10-286237 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101222 DATE AS OF CHANGE: 20101222 GROUP MEMBERS: CHRIS KUCHANNY GROUP MEMBERS: OSMIUM CAPITAL MANAGEMENT, LTD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82035 FILM NUMBER: 101267509 BUSINESS ADDRESS: STREET 1: 8707 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 8707 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Osmium Special Situations Fund Ltd CENTRAL INDEX KEY: 0001395453 IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PENTHOUSE SUITE STREET 2: 129 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 1 44 1 296 7131 MAIL ADDRESS: STREET 1: CANON'S COURT STREET 2: 22 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G


CUSIP No. 904572203		13G		Page 1 of 8 Pages

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. ) (1)

Uni-Pixel, Inc.

(Name of issuer)

Common Stock, par value $0.001 per share

(Title of class of securities)

904572203

(CUSIP number)

December 10, 2010

(Date of event which requires filing of this statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

(1)	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 8 Pages


CUSIP No. 904572203		13G		Page 2 of 8 Pages


1	Names of reporting persons I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Osmium Special Situations Fund Ltd
2	Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) ¨
3	SEC use only
4	Citizenship or place of organization Bermuda
Number of shares beneficially owned by each reporting person with		5	Sole voting power
		6	Shared voting power 509,600
		7	Sole dispositive power
		8	Shared dispositive power 509,600
9	Aggregate amount beneficially owned by each reporting person 509,600
10	Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨
11	Percent of class represented by amount in Row (9) 7.15%
12	Type of reporting person (see instructions) IV

Page 2 of 8 Pages


CUSIP No. 904572203		13G		Page 3 of 8 Pages


1	Names of reporting persons I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Osmium Capital Management, Ltd
2	Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) ¨
3	SEC use only
4	Citizenship or place of organization Bermuda
Number of shares beneficially owned by each reporting person with		5	Sole voting power
		6	Shared voting power 509,600
		7	Sole dispositive power
		8	Shared dispositive power 509,600
9	Aggregate amount beneficially owned by each reporting person 509,600
10	Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨
11	Percent of class represented by amount in Row (9) 7.15%
12	Type of reporting person (see instructions) IA

Page 3 of 8 Pages


CUSIP No. 904572203		13G		Page 4 of 8 Pages


1	Names of reporting persons I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Chris Kuchanny
2	Check the appropriate box if a member of a group (see instructions) (a) ¨ (b) ¨
3	SEC use only
4	Citizenship or place of organization United Kingdom
Number of shares beneficially owned by each reporting person with		5	Sole voting power
		6	Shared voting power 509,600
		7	Sole dispositive power
		8	Shared dispositive power 509,600
9	Aggregate amount beneficially owned by each reporting person 509,600
10	Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ¨
11	Percent of class represented by amount in Row (9) 7.15%
12	Type of reporting person (see instructions) IN

Page 4 of 8 Pages


CUSIP No. 904572203		13G		Page 5 of 8 Pages

Schedule 13G

Item 1

(a).

Name of Issuer:

Uni-Pixel, Inc.

Item 1

(b).

Address of Issuer’s Principal Executive Offices:

8708 Technology Forest Place, Suite 100, The Woodlands, Texas 77381

Item 2

(a).

Name of Persons Filing:

Osmium Special Situations Fund Ltd (the “Fund”); Osmium Capital Management Ltd (“Osmium”); Chris Kuchanny (“Mr. Kuchanny”)

Item 2

(b).

Address of Principal Business Office or, if None, Residence:

Canon’s Court, 22 Victoria Street, Hamilton HM 11, Bermuda

Item 2

(c).

Citizenship:

Bermuda; Bermuda; United Kingdom

Item 2

(d).

Title of Class of Securities:

Common Stock, par value $0.001 per share

Item 2

(e).

CUSIP Number:

904572203

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

(a)

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

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CUSIP No. 904572203		13G		Page 6 of 8 Pages


Item 4.	Ownership.

	(a)	Amount beneficially owned:

		509,600 shares. The Fund and the Fund’s investment manager, Osmium, share voting and dispositive power over the shares held directly by the Fund. Mr. Kuchanny, as a principal of Osmium, shares voting and dispositive power over the shares reported by it. Each of Osmium and Mr. Kuchanny disclaims beneficial ownership of these securities (except to the extent of any pecuniary interest therein), and this report shall not be deemed an admission that either of them is the beneficial owner of such securities for purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.

	(b)	Percent of class:

		7.15%

	(c)	Number of shares as to which the person has:

		(i)	Sole power to vote or to direct the vote:

		(ii)	Shared power to vote or to direct the vote:

			509,600

		(iii)	Sole power to dispose or to direct the disposition of:

		(iv)	Shared power to dispose or to direct the disposition of:

			509,600

Item 5.	Ownership of Five Percent or Less of a Class.

	If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.

Item 6.	Ownership of More than Five Percent on Behalf of Another Person.

	Not applicable.

Item 7.	Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

	Not applicable.

Item 8.	Identification and Classification of Members of the Group.

	Not applicable.

Item 9.	Notice of Dissolution of Group.

	Not Applicable.

Item 10.	Certification.

	By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 6 of 8 Pages


CUSIP No. 904572203		13G		Page 7 of 8 Pages

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: December 21, 2010


Osmium Special Situations Fund Ltd

/s/ Chris Kuchanny
Name:		Chris Kuchanny
Title:		Director

Osmium Capital Management Ltd

/s/ Chris Kuchanny
Name:		Chris Kuchanny
Title:		Chairman and Chief Investment Officer

/s/ Chris Kuchanny
Chris Kuchanny

Page 7 of 8 Pages


CUSIP No. 904572203		13G		Page 8 of 8 Pages

EXHIBIT 1

JOINT FILING AGREEMENT

Osmium Special Situations Fund Ltd, Osmium Capital Management Ltd and Chris Kuchanny, in compliance with Rule 13d-1(k) of the Securities and Exchange Commission, hereby agree that the statement on Schedule 13G to which this Agreement is attached as an exhibit is, and any amendments thereto filed by any of us will be, filed on behalf of each such company, that each such company is responsible for the timely filing of the Schedule 13G and any amendments thereto and for the completeness and accuracy of the information concerning such company contained therein.


Dated: December 21, 2010	Osmium Special Situations Fund Ltd

	/s/ Chris Kuchanny
	Name:	Chris Kuchanny
	Title:	Director

	Osmium Capital Management Ltd

	/s/ Chris Kuchanny
	Name:	Chris Kuchanny
	Title:	Chairman and Chief Investment Officer

	/s/ Chris Kuchanny
	Chris Kuchanny

Page 8 of 8 Pages

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